FINRA
Apr
14
2024
JPMorgan Chase To Pay $250,000 for Defaming Former Employee As Regulator Orders Bank To Eliminate Series of Allegations
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The Financial Industry Regulatory Authority (FINRA) is ordering… More…
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Feb
10
2024
US Regulator Slaps $512,500 Fine on Goldman Sachs, Says Bank Failed to Identify Potential Market Manipulation
One of the largest investment banks in the world will pay over half … More…
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Jan
23
2024
FINRA finds violations in 70% of crypto asset public communications reviewed
The U.S. regulator launched the review on crypto-related public … More…
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Jan
23
2024
FINRA finds violations in 70% of crypto asset public communications reviewed
The U.S. regulator launched the review on crypto-related public … More…
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Dec
22
2023
Prometheum Secures FINRA Approval for Digital Asset Securities Clearing Services
Prometheum, a digital asset firm, has received a significant regulatory… More…
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Aug
16
2023
Lawmakers Probe SEC and FINRA Over ‘Shady Approval’ of Prometheum
U.S. lawmakers are probing the Securities and Exchange Commission… More…
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Aug
15
2023
US lawmakers urge SEC, FINRA on Prometheum approval
Mounting pressure descends on the Securities and Exchange Commission… More…
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Jun
16
2023
Blockchain Assoc. requests info on Prometheum over ‘suspicious’ approval
A FOIA request with the SEC regarding Prometheum has been filed, while… More…
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Jun
15
2023
Prometheum Testimony Raises Doubts: Crypto Community Questions Credibility Amid Regulatory Clarity Hearing
The crypto community is abuzz with discussions on social media about… More…
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Jun
15
2023
‘Who the hell’ is Prometheum and what did it say to Congress about SEC compliance?
A testimony given at a U.S. House hearing by the blockchain firm’s … More…
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