FINRA
Oct
29
2025
Ironlight Wins FINRA Approval for First U.S. Regulated ATS With Onchain Atomic Settlement
0 Comments
The firm gained approval to introduce a regulated trading system… More…
Read More
Sep
27
2025
SEC, FINRA Probe Firms For Unusual Trading Activity Ahead Of Crypto Treasury Announcements โ Report
The US Securities and Exchange Commission (SEC) and the Financial… More…
Read More
Sep
27
2025
SEC, FINRA Probe Firms For Unusual Trading Activity Ahead Of Crypto Treasury Announcements โ Report
The US Securities and Exchange Commission (SEC) and the Financial… More…
Read More
Jul
15
2025
Merrill Lynch Ordered To Pay $3,684,163 in Damages and Other Costs Following Unsuitable Private Equity Recommendations: Report
Merrill Lynch will have to shell out nearly $3.7 million in damages… More…
Read More
Oct
30
2024
FINRA metaverse warning, Lazarus NFT attack, Thiel backs NFTs: Nifty Newsletter
Lazarus Group used a fake playable NFT game to steal wallet credentials… More…
Read More
Oct
27
2024
FINRA Warns Member Firms of Metaverse Adoption Challenges
The Financial Industry Regulatory Authority has released a report… More…
Read More
Oct
25
2024
FINRA says rules still apply in the metaverse
The Financial Industry Regulatory Authority says brokers and dealers… More…
Read More
Oct
07
2024
SEC Flags Risks in Crypto and Emerging Tech Investment Scams
The U.S. Securities and Exchange Commission (SEC) is raising alarms… More…
Read More
Oct
05
2024
Banking Giant Paying $4,700,000 To Victims of Billion-Dollar Market Manipulation Scheme: US Department of Justice
A group of US regulators including the Department of Justice (DOJ)… More…
Read More
Sep
10
2024
tZero becomes 2nd FINRA-approved broker-dealer for digital securities
The company is following the steps of Prometheum, which now treats… More…
Read More