FINRA
Oct
30
2024
FINRA metaverse warning, Lazarus NFT attack, Thiel backs NFTs: Nifty Newsletter
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Lazarus Group used a fake playable NFT game to steal wallet credentials… More…
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Oct
27
2024
FINRA Warns Member Firms of Metaverse Adoption Challenges
The Financial Industry Regulatory Authority has released a report… More…
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Oct
25
2024
FINRA says rules still apply in the metaverse
The Financial Industry Regulatory Authority says brokers and dealers… More…
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Oct
07
2024
SEC Flags Risks in Crypto and Emerging Tech Investment Scams
The U.S. Securities and Exchange Commission (SEC) is raising alarms… More…
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Oct
05
2024
Banking Giant Paying $4,700,000 To Victims of Billion-Dollar Market Manipulation Scheme: US Department of Justice
A group of US regulators including the Department of Justice (DOJ)… More…
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Sep
10
2024
tZero becomes 2nd FINRA-approved broker-dealer for digital securities
The company is following the steps of Prometheum, which now treats… More…
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May
31
2024
Ex-Investment Banker and Registered Broker Busted in $1,500,000 Crypto Fraud Scheme: DOJ
A former investment banker and registered broker has been sentenced… More…
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May
22
2024
US lawmakers demand SEC-FINRA records on Prometheum ETH custody
Prometheum’s willingness to play along with the SEC’s ambitions … More…
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May
11
2024
Wells Fargo Employee Sanctioned After Allegedly Stealing Funds From Customers, Refusing To Cooperate With Investigation
The Financial Industry Regulatory Authority (FINRA) is barring … More…
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May
02
2024
TradFi Veterans Pitch Tokenized Asset Marketplace With Eyes on U.S. Regulatory Approval
Ironlight, helmed by the former global head of trading of Schroeder… More…
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